Disclosure Documents
Summary
Listed below is important information about working with MissionSquare Wealth Management.
MissionSquare Wealth Management Customer Relationship Summary (CRS) (PDF)
MissionSquare Wealth Management Business Continuity Plan
MissionSquare Wealth Management Part 2A of Form ADV Firm Brochure (PDF)
MissionSquare Wealth Management Part 2A Appendix 1 of Form ADV Wrap Fee Program Brochure (PDF)
MissionSquare Wealth Management Account Agreement (PDF)
Order Routing and Payment for Order Flow (Rule 606 & Rule 607) (PDF)
Rollover Information Disclosure (PDF)
Risk Tier Descriptions (PDF)
Complex ETF Disclosure (PDF)
MissionSquare Wealth Management Brokerage Account Schedule of Miscellaneous Fees (PDF)
MissionSquare Wealth Management Advisory Account Schedule of Miscellaneous Fees (PDF)
About MissionSquare Wealth Management
MissionSquare Wealth Management is the broker/dealer and registered investment adviser subsidiary of MissionSquare. MissionSquare Wealth Management provides brokerage, financial planning, and advisory services to clients focused on retirement readiness and financial wellness.
MissionSquare Wealth Management transmits its client orders to its clearing firm, Apex Clearing Corporation, a FINRA-registered clearing and custody firm.